The makers of a simulator听that lets users test out different research funding programme designs have said pre-application lotteries are the most cost-effective option for all involved.
, built by researchers at the University of L眉beck, allows users to adjust a programme鈥檚 budget, grant size, applicants and review biases to see the kind of grantees and costs a competition will produce. A read-out gives the competition鈥檚 results, including the quality of ideas funded and the hours and money spent on it by both applicants and reviewers.
Finn L眉bber, a doctoral student in L眉beck鈥檚 Social Neuroscience Lab, said he hoped the model would give 鈥渟ubstance鈥 to debates about the best ways to award research funding and lead to 鈥減roductive solutions鈥.
The designers themselves have written that the model shows that pre-application lotteries, in which potential grantees are selected at random before they spend weeks on full applications, were the most cost-effective approach.
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In a comment piece in the journal Nature Human Behaviour, they explain how they compared classical competitions,听such as the one-stage National Institutes of Health R01 grant, the two-stage European Research Council process and tiebreaker lotteries, as used by the Swiss National Science Foundation (SNSF).
鈥淲hen considering the costs, sunk costs, effects of self-selection and different biases in each additional review round, we can see that the pre-lottery scenario may have many advantages over others,鈥 they write.
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The use of tiebreaker lotteries has听grown in recent years, with major funders in Germany and the UK among those trialling them, with听broadly positive results.
According to the model, running an SNSF-style tiebreak lottery with a funder budget of 10 million would generate costs of 1.1 million for those involved, whereas using a pre-application lottery would generate just 460,000 in costs and leave 1.35 million of the 10 million funder budget unspent.
In the model鈥檚 typical tiebreak scenario, about 14 per cent of winners would be from disadvantaged groups, whereas that share听would rise to about 37 per cent for a pre-application lottery. The share was about 18 per cent for typical one- or two-stage processes.
鈥淪ystems that implement a lottery at the last stage of the process to alleviate biases may only do so to a limited extent,鈥 said S枚ren Krach, social neuroscience lead in the L眉beck lab and an author of the听Nature听paper. 鈥淭hat happens because biases are accumulated during the earlier competitive stages of review.鈥
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Professor Krach and Mr L眉bber told 探花视频:听鈥淭he simulator alone cannot change anything, but the people using it are enabled to voice their critique on current systems of funding allocation by simulating their effects and bringing the results into the discussion.鈥
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