Why do academics, in their professional writings, refer to one another by their surnames only? It may be tempting to answer that this is the convention: 鈥渆verybody does it鈥. While that is a compelling explanation, however, it is not a good justification.
The practice does require a justification because in virtually all other contexts it is impolite to refer to people without using either first names, which are personalising and friendly, or titles, which convey respect.聽Most of us do not call our friends, colleagues or others by their surnames only.
There are exceptions, such as the military and British public schools. However, while these are formal environments (which explains the more respectful ways in which 鈥渟uperiors鈥 are addressed in those contexts), they are also deindividualising and harsh cultures. They are, thus, not the touchstone of politeness.
To be fair, there are occasions when even academics regard the surname-only conventions as uncouth, and depart from it. When, for example, the scholar spoken about at a symposium is present, they are often referred to either by first name or by title and surname.
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Occasionally, such collegiality even carries over into academic writing. For example, while paying tribute to his mentor, Derek Parfit, in the acknowledgements of his 2015 book , Rutgers University philosopher Larry Temkin refers to him repeatedly as 鈥淒erek鈥. However, the celebrated Oxford thinker remains 鈥淧arfit鈥 elsewhere in the book. The psychologist Daniel Kahneman refers endearingly, throughout his 2012 book , to his late collaborator, Amos Tversky, as 鈥淎mos鈥.
Responding to colleagues writing in a 2010 Festschrift for him, ,听迟丑别 King鈥檚 College London philosopher Jonathan Glover notes that in 鈥渞eal life, I do not talk about Davis, Keshen, and McMahan, but about Ann, Richard and Jeff鈥ho are colleagues and friends鈥. He says that the 鈥渇ormality is a bit uncomfortable鈥, but explains that he nonetheless refers to them by their surnames 鈥渟o that others do not think the book is a private conversation from which they are excluded鈥. The concern to avoid exclusion is admirable, but I am not convinced that using first names would indeed have been exclusionary.
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Admittedly, however, using first names would usually be too familiar. It would hardly be appropriate to refer to Immanuel Kant as 鈥淚mmanuel鈥 鈥 never mind 鈥淢anny鈥! First names are also insufficiently individuating in many instances. Davids are ubiquitous, so 鈥淗ume鈥 is a more successful reference. However, a reference to 鈥淪mith鈥 is unlikely to be clearer than one to 鈥淎dam鈥. Politeness and clarity would be better served by using either both first and last names, or title and surname.
Some will take the former option to be too cumbersome and the latter too formal. I am not convinced that these objections outweigh the benefits. Nor am I convinced by the objections on their own terms. After all, The New York Times successfully uses title and surname while preserving a readable style and avoiding excessive formality.
Those who think that a similar approach would not work in academic journals should be reminded that there was a more respectful time when scholarly journals contained articles with titles such as 鈥淧rofessor Sidgwick鈥檚 Utilitarianism鈥 (Mind, 1885), in which Hastings Rashdall unswervingly refers to 鈥淧rof. Sidgwick鈥 throughout. I don鈥檛 find this distracting, but readers are at liberty to gloss over 鈥淧rof.鈥, or to read the title and name as they would a double-barrelled surname.
Some will think that this is prissy. That view, however, cannot be used to defend the status quo, because it is standard practice in some domains to use more respectful forms of reference. Judges are routinely referred to with their titles, and even law journals commonly refer to 鈥淛udge (or Justice) Bloggs鈥, or by abbreviation to 鈥淏loggs J鈥.
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This gives rise to curious inconsistencies. In a of New York University legal philosopher Jeremy Waldron鈥檚 book , the former Supreme Court Justice John Paul Stevens repeatedly refers to 鈥淲aldron鈥, while referring to judges by their titles. Sometimes the jarring differential is in the same sentence: 鈥淲aldron also contends that Justice Black鈥檚 position is unwise.鈥
Such inconsistencies also undermine the suggestion that 鈥淛eremy Waldron鈥 and 鈥淲aldron鈥 refer to different things 鈥 the former to the human being and the latter to the collection of views expressed by that human. If that distinction were anything other than a rationalisation we would expect it to apply to judges too.
That said, even The New York Times refers to 鈥淪hakespeare鈥. Its is to drop titles for 鈥渉istoric or pre-eminent figures no longer living鈥 鈥 unless they are 鈥渂eing discussed in the context of current news events鈥. The stated justification is to 鈥渁void sounding odd or tone-deaf鈥. But it certainly does not follow that we should drop everybody鈥檚 title.
The coarseness of referring to people by their surnames only is obscured by its pervasiveness. We can do better. A less aggressive and more respectful tone would be far more appropriate, especially when criticising the views of others, and I encourage others to join me in adopting one. As popular debate in the social media age becomes ever more uncivil and intemperate, academics would do well to set a better example.
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David Benatar is a professor in the department of philosophy at the University of Cape Town.
POSTSCRIPT:
Print headline:聽Where are our manners?
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